Robert J. Farrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert James Farrell JR, who also goes by Robert J Farrell Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2008 - July 13, 2022
HHR ASSET MANAGEMENT, LLC
September 30, 2002 - August 12, 2003
NEUBERGER BERMAN BD LLC
April 8, 1991 - November 13, 1992
MERRILL LYNCH GOVERNMENT SECURITIES INC.
October 1, 1986 - September 20, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HHR ASSET MANAGEMENT, LLC
CRD#: 143062 / SEC#: 801-74218
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 1,030,364,788 |
Red Flags
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