Kenneth B. Sawyer
Professional summary
Kenneth Benson Sawyer is a registered financial professional currently at SAINTS ADVISORS LLC located in Aspen, Colorado.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1997. Kenneth has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Benson Sawyer's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2002 - Present
SAINTS ADVISORS LLC
Office #2: 205 Madison Street, Denver, CO 80206January 17, 2000 - May 11, 2000
PRUDENTIAL EQUITY GROUP, LLC
June 20, 1997 - January 17, 2000
VOLPE BROWN WHELAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/16/2002)
(10/11/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 2/19/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
SAINTS ADVISORS LLC
CRD#: 117126 / SEC#: , 8-53586
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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