Mark P. Goetz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Phillip Goetz was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 17 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2021 - August 2, 2022
NETWORK 1 FINANCIAL SECURITIES INC.
November 2, 2015 - January 2, 2020
NETWORK 1 FINANCIAL SECURITIES INC.
September 15, 2014 - October 30, 2015
MIDAMERICA FINANCIAL SERVICES, INC.
October 2, 2012 - September 4, 2014
GLOBAL ARENA CAPITAL CORP
May 24, 2012 - October 8, 2012
B.B. GRAHAM & COMPANY, INC.
December 22, 2010 - May 31, 2012
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
April 22, 2009 - December 31, 2010
GLOBAL ARENA CAPITAL CORP
May 15, 2007 - June 2, 2009
CLARK DODGE & CO., INC.
January 9, 2006 - May 11, 2007
WORLD EQUITY GROUP, INC.
December 17, 2004 - January 6, 2006
ANDREW GARRETT INC.
February 2, 2004 - January 5, 2005
LH ROSS & COMPANY, INC.
February 8, 1991 - January 30, 2004
CONTINENTAL BROKER-DEALER CORP.
December 7, 1990 - January 7, 1991
CHATFIELD DEAN & CO., INC.
November 24, 1990 - December 7, 1990
CHATFIELD DEAN & CO., INC.
June 27, 1990 - November 30, 1990
THE STUART-JAMES COMPANY, INCORPORATED
May 3, 1990 - June 29, 1990
ROBERT TODD FINANCIAL CORP.
January 25, 1990 - June 4, 1990
VANDERBILT SECURITIES, INC.
May 20, 1988 - February 14, 1990
J. T. MORAN & CO., INC.
February 2, 1987 - May 25, 1988
SHERWOOD CAPITAL, INC.
October 16, 1986 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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