Fusung P. Wu
Professional summary
Fusung Peter Wu was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Fusung is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Fusung had worked at 9 firms, which includes GROWTHSTOCKS.COM, DOMINICK & DICKERMAN LLC, AAA STOCKBROKERS INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC., FIRST CANTERBURY SECURITIES INC., PROSPERA FINANCIAL SERVICES INC., THE STUART-JAMES COMPANY INCORPORATED, TEXAS SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 1997 - February 2, 1998
GROWTHSTOCKS.COM
December 15, 1995 - January 7, 1997
DOMINICK & DICKERMAN LLC
November 25, 1994 - November 20, 1995
AAA STOCKBROKERS, INC.
April 28, 1992 - February 23, 1994
METROPOLITAN LIFE INSURANCE COMPANY
April 28, 1992 - February 23, 1994
MSI FINANCIAL SERVICES, INC.
April 8, 1991 - February 25, 1992
FIRST CANTERBURY SECURITIES, INC.
April 12, 1988 - November 28, 1989
PROSPERA FINANCIAL SERVICES, INC.
November 17, 1987 - January 28, 1988
THE STUART-JAMES COMPANY, INCORPORATED
January 21, 1987 - September 24, 1987
TEXAS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 10/20/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
GROWTHSTOCKS.COM
CRD#: 41507 / SEC#: , 8-49468
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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