Timothy P. Tritle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Patrick Tritle was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1987. Timothy had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2005 - September 13, 2022
VIEWTRADE SECURITIES, INC.
June 30, 2003 - December 21, 2005
VIEWTRADE FINANCIAL
December 13, 2000 - November 16, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 17, 1996 - May 22, 1999
CITICORP INVESTMENT SERVICES
January 5, 1995 - May 8, 1996
BARNETT INVESTMENTS, INC.
July 30, 1993 - December 15, 1994
GLENFED BROKERAGE SERVICES
July 29, 1991 - July 22, 1993
CITIGROUP GLOBAL MARKETS INC.
April 11, 1991 - August 14, 1991
GUARDIAN INTERNATIONAL SECURITIES CORP.
January 21, 1987 - February 22, 1991
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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