Mary E. Mortensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Evelyn Mortensen, who also goes by Mary E Tibbett, Mary Evelyn Tibbett, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1990. Mary had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 12, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2015 - July 20, 2015
QUESTAR ASSET MANAGEMENT, INC.
May 8, 2015 - July 20, 2015
QUESTAR CAPITAL CORPORATION
January 3, 2011 - March 31, 2015
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - March 31, 2015
WELLS FARGO CLEARING SERVICES, LLC
May 15, 2001 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
June 28, 2000 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
October 7, 1997 - May 2, 2001
WELLS FARGO SECURITIES INC.
March 3, 1995 - September 30, 1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
April 12, 1993 - July 7, 1994
UBS FINANCIAL SERVICES INC.
April 11, 1991 - March 23, 1993
MORGAN STANLEY DW INC.
September 4, 1990 - March 5, 1992
WELLS FARGO CLEARING SERVICES, LLC
March 20, 1990 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 12
Date: 6/28/2000
NYSE Branch Manager ExaminationCurrent Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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