Emmett Patrick Hines Iii
Professional Summary
Emmett Patrick Hines III, who also goes by Emmet Patrick Hines III, Emmett Patrick Hines, Emmett Hines, Pat Hines, was a registered financial advisor. Emmett was a previously registered financial professional and started their career in finance 1986 - 2021. Emmett had worked at 10 firms and has passed the Series 63, Series 72, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Emmet Patrick Hines Iii, Emmett Patrick Hines, Emmett Hines, Pat Hines
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
ICD SECURITIES INC.
Contact Information
Main Address
7301 Sw 57th Court Suite 400, Miami, FL 33143Mailing Address
7301 Sw 57th Court Suite 400, Miami, FL 33143Phone Number
(305) 669-5168Established
Florida since 11/19/2004Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 72 — Government Securities Representative Examination
Passed Jan 2023Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1986About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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