Emmett P. Hines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emmett Patrick Hines III, who also goes by Emmet Patrick Hines III, Emmett Patrick Hines, Emmett Hines, Pat Hines, was a registered financial professional .
Emmett is a previously registered financial professional and started their career in finance in 1986. Emmett had worked at 10 firms and has passed the Series 63, Series 72, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2011 - March 4, 2021
ICD SECURITIES INC.
October 11, 2007 - January 30, 2012
CERT DIRECT SECURITIES INC.
August 19, 2005 - October 18, 2006
BROOKSTREET SECURITIES CORPORATION
March 3, 2003 - December 31, 2004
GILL CAPITAL PARTNERS, LLC
August 18, 1998 - February 19, 2003
SOUTHEASTERN SECURITIES, INC.
October 11, 1995 - December 23, 1997
GILL CAPITAL PARTNERS, LLC
August 14, 1992 - September 26, 1995
GLOBALVEST SECURITIES, (USA), INC
July 12, 1991 - August 10, 1992
ROTH CAPITAL PARTNERS, LLC
March 27, 1989 - October 16, 1991
THE TRADING DESK, INC.
April 6, 1988 - April 5, 1989
MESA SECURITIES CORPORATION
December 11, 1986 - April 16, 1988
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
ICD SECURITIES INC.
CRD#: 134910 / SEC#: , 8-66870
Contact information
FINRA licenses (22 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
