Scott A. Wilson
Professional summary
Scott Andrew Wilson, who also goes by Scott A Wilson, is a registered financial professional currently at THEMIS TRADING LLC located in Chatham, New Jersey.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1988. Scott has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Andrew Wilson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2011 - Present
THEMIS TRADING LLC
Office #1: 10 Town Square, Suite 100, Chatham, NJ 07928Office #2: 10 Town Square, Suite 100, Chatham, NJ 07928November 19, 2004 - December 13, 2010
PIPER SANDLER & CO.
May 21, 2003 - December 7, 2004
VIE SECURITIES, LLC
August 23, 2002 - September 15, 2003
VIE INSTITUTIONAL SERVICES, INC.
May 22, 1995 - October 14, 1999
NEEDHAM & COMPANY, LLC
January 5, 1993 - January 20, 1995
LEHMAN BROTHERS INC.
October 19, 1988 - June 2, 1989
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/16/2011)
(12/5/2019)
(12/3/2012)
(12/3/2021)
(9/19/2011)
(9/19/2011)
(6/26/2015)
(12/4/2017)
(2/27/2024)
(11/16/2011)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/4/1998
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
Current Firm
THEMIS TRADING LLC
CRD#: 120116 / SEC#: , 8-65260
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SALUZZI, JOSEPH CARL | MANAGING MEMBER | 1806970 |
| WILSON, SCOTT ANDREW | MANAGING MEMBER | 1558866 |
| ZAJAC, PAUL SCOTT | CCO | 4096864 |
| ZAJAC, PAUL SCOTT | MANAGING MEMBER | 4096864 |
| ZAJAC, PAUL SCOTT | CEO | 4096864 |
| ZAJAC, PAUL SCOTT | COO | 4096864 |
| FULVIO, GENNARO JOHN | CFO | 2435828 |
| FULVIO, GENNARO JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 2435828 |
Red Flags
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