Paul M. Michaels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul M Michaels, who also goes by Paul M Michalovsky, Paul M Michals, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1987. Paul had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 1998 - June 30, 1999
ADOLPH KOMORSKY INVESTMENTS
March 6, 1997 - February 10, 1998
HOBBS MELVILLE SECURITIES CORP.
May 25, 1990 - July 2, 1992
FIRST ASSET MANAGEMENT, INC.
March 30, 1990 - June 7, 1990
M. D. HUDSON & CO., INC.
January 8, 1990 - April 25, 1990
KIMBRIDGE & CO., INC.
July 1, 1988 - January 30, 1990
GLOBAL CAPITAL SECURITIES, INC.
January 21, 1987 - January 4, 1988
EMANUEL AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADOLPH KOMORSKY INVESTMENTS
CRD#: 30838 / SEC#: , 8-45203
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADOLPH, PETER WILLIAM | DIRECTOR | |
| KOMORSKY, MARC ERIC | DIRECTOR | |
| BUCHANAN, VINCENT ANTHONY | CHIEF FINANCIAL OFFICER | 34247 |
| FLETCHER, RICHARD FRANCIS | DIRECTOR OF COMPLIANCE |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
