Jeffrey D. Workman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey David Workman, who also goes by Jeff Workman, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1986. Jeffrey had worked at 16 firms and has passed the Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2003 - July 30, 2003
AMERITAS INVESTMENT COMPANY, LLC
February 23, 2001 - July 26, 2002
WOODBURY FINANCIAL SERVICES, INC.
May 26, 1999 - May 31, 2000
WMA SECURITIES, INC.
March 26, 1998 - March 24, 1999
OSAIC WEALTH, INC.
January 9, 1998 - April 22, 1998
THE FIRST AMERICAN INVESTMENT BANKING CORPORATION
June 24, 1993 - January 2, 1998
THOS. K. WASSERMAN & ASSOCIATES, INC.
May 3, 1993 - July 12, 1993
TELARO SECURITIES, INC.
March 3, 1992 - May 28, 1993
ANDAUER-CHESAPEAKE SECURITIES GROUP, INC.
February 5, 1992 - February 27, 1992
EDWARD JONES
April 2, 1990 - September 4, 1991
G. K. SCOTT & CO., INC.
October 10, 1989 - December 16, 1989
PARAGON CAPITAL MARKETS, INC.
June 15, 1989 - September 21, 1989
DEAN, JOHNSON & BURKE SECURITIES, INC.
September 14, 1987 - October 5, 1987
FIRST EQUITY CORPORATION OF FLORIDA
April 21, 1987 - September 21, 1987
SANDHURST SECURITIES LTD.
January 5, 1987 - February 26, 1987
FIRST INVESTMENT SECURITIES, INC.
November 21, 1986 - November 28, 1986
FIRST INVESTMENT SECURITIES, INC.
November 21, 1986 - November 29, 1986
MICHELIN AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
