Kimberly A. Byrne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Ann Byrne, who also goes by Kimberly A Hreha, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 1992. Kimberly had worked at 4 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2010 - December 13, 2021
BILL FEW SECURITIES, INC.
June 4, 1997 - December 31, 2000
VSR FINANCIAL SERVICES, INC.
July 2, 1996 - June 10, 1997
SAFEGUARD SECURITIES, INC.
December 21, 1992 - July 17, 1996
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/29/2024
General Securities Representative ExaminationSeries 99TO
Date: 1/29/2024
Operations Professional ExaminationSeries 28
Date: 10/22/1996
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BILL FEW SECURITIES, INC.
CRD#: 41917 / SEC#: , 8-49625
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BILL FEW FINANCIAL GROUP, INC. | SOLE SHAREHOLDER | |
| JONES, JOHN EDWARD JR | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, DIRECTOR, CFO, PRESIDENT, SECRETARY | 2363024 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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