DR
Domenic Rizzi
GWN SECURITIES
Kansas City, MO 64102
Some features on this profile are disabled
CRD#: 1558326
DR
Professional summary
Domenic Rizzi is a registered financial advisor currently at GWN SECURITIES INC. located in Kansas City, Missouri.
Domenic is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Domenic has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RELIANT FINANCIAL (INSURANCE); NOT INVESTMENT RELATED; 1600 GENESSEE SUITE 900, KANSAS CITY, MO 64102. INSURANCE/FIXED ANNUITY; AGENT;INSURANCE COMPANIES: ALLIANZ LIFE,AMERICAN NATIONAL,DELTA,F&G,FIRST COLONY;AMERICAN INVESTORS,NATIONAL LIFE,JAMES DUNCAN & ASSOC.,AND STATE LIFE, WEST COAST LIFE, INTEGRITY LIFE,JEFFERSON PILOT, BANNER LIFE,JACKOSON NATIONAL LIFE. KANAWJA, PO BOX 7200 LANCATER, SC 29721, DENTAL INSURANCE, FIN REP 2 HRS MONTH, 2002-PRESENT, DENTAL INSURANCE. BOARD MEMBER POSITION: BOARD MEMBER NATURE: KEEPING CATHOLIC RADIO ON THE AIR INVESTMENT RELATED: YES NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 201 N INDUSTRIAL PARK ROAD, EXCELSIOR SPRINGS MO 64024 DESCRIPTION: THE BOARD HELPS DECIDE WHETHER TO BUY ANOTHER STATION, HOW TO PAY OFF DEBT AND RAISE MONEY. THERE ARE NO MONEYS TO INVEST. CREATIVE MARKETING POSITION: Agent NATURE: Insurance and Fixed Annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/29/2011 ADDRESS: 11460 Tomahawk Creek PKWY, Ste 100, overland Park KS 66211, United States DESCRIPTION: This company offers Life Insurance and Fixed Annuities. RELIANT FINANCIAL SERVICES NATURE: DBA POSITION: Rep INVESTMENT RELATED: Is Investment Related, START DTAE: 1994-04-01 TRADING HOURS: 160 hours per month SECURITIES TRADING HOURS: 160 hours per month during trading hours DESCRIPTION: This is the name of our company RIZZI ENTERPRISE POSITION: Representative NATURE: Just a name for my business in order to write checks out for business expenses INVESTMENT RELATED: Is Investment Related ADDRESS:1600 Genessee, Suite 961,, , KANSAS CITY, MO, 64102, USA START DATE: 2007-04-14 TRADING HOURS: 0 hours per month SECURITIES TRADING HOURS: 0 hours per month during trading hours COMPENSATION: Other Compensation DDESCRIPTION: Just a name for my business in order to write checks out for business axpense CATHOLIC RADIO Is Not Investment Related, Help raise money, Advisory Board Member, 2014-01-01, 2 hours per month, 0 hours per month during trading hours, No Compensation Compensation, "We would meet once or twice a year to discuss buying radio stations However, we have not met in the last three- four years" DAUGHTERS OF MAY, MOTHER OF ISRAEL'S HOPE Is Not Investment Related, ADDRESS: "1155N FM 2869, , Winnsboro, TX, 75494, United States", Give guidance on budgeting, Board Member, 1/1/2025, 1 hours per month, 0 hours per month during trading hours, No Compensation Compensation, Gives guidance with budget.
CRS (Client Relationship Summary) - RIA
Click below to view Domenic Rizzi's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Domenic Rizzi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2010 - Present
GWN SECURITIES INC.
Office #1: 1600 Genessee #961, Kansas City, MO 64102RIA
BD
CRD#: 128929
Kansas City, MO
Current
April 1, 2010 - Present
GWN SECURITIES INC.
Office #1: 1600 Genessee #961, Kansas City, MO 64102RIA
BD
CRD#: 128929
Kansas City, MO
Past
January 1, 2000 - April 6, 2010
LINCOLN INVESTMENT
RIA
CRD#: 519
BLUE SPRINGS, MO
Past
January 25, 1995 - April 6, 2010
LINCOLN INVESTMENT
BD
CRD#: 519
FORT WASHINGTON, PA
Past
May 29, 1990 - January 31, 1995
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
April 25, 1990 - January 31, 1995
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
November 29, 1989 - April 25, 1990
UR FINANCIAL, INC.
BD
CRD#: 10509
Past
April 11, 1988 - November 21, 1989
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
March 18, 1987 - October 7, 1987
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/1/2010)
RR
Arkansas(4/1/2010)
RR
California(4/1/2010)
RR
Colorado(4/1/2010)
RR
Florida(4/1/2010)
RR
Iowa(12/11/2015)
RR
Kansas(4/1/2010)
RR
Michigan(4/1/2010)
RR
Minnesota(4/27/2020)
RR
Missouri(4/1/2010)
IAR
Missouri(4/1/2010)
RR
Nebraska(12/13/2023)
RR
New Mexico(4/1/2010)
RR
Ohio(6/12/2025)
RR
Oregon(12/7/2012)
RR
South Carolina(12/4/2024)
RR
Tennessee(4/1/2010)
RR
Washington(5/28/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
