Anthony P. Eastmond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Post Eastmond, who also goes by Anthony Eastmond, Tony Eastmond, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1989. Anthony had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2012 - January 12, 2015
ACCESS FINANCIAL RESOURCES INC.
October 31, 2005 - October 19, 2012
OSAIC SERVICES, INC.
May 21, 1990 - October 31, 2005
SUNAMERICA SECURITIES, INC.
June 27, 1989 - May 29, 1990
LOCUST STREET SECURITIES, INC.
June 12, 1989 - November 19, 2012
LAKE, THOMAS & EASTMOND, INC.
Primary Firm SEC Registration
ACCESS FINANCIAL RESOURCES INC.
CRD#: 109495 / SEC#: 801-58103
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACCESS FINANCIAL RESOURCES INC.
CRD#: 109495 / SEC#: 801-58103
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,483 |
| AUM (Assets Under Management) | $ 354,996,372 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
