Taylor M. Welz

DKM WEALTH MANAGEMENT

Stockton, CA 95219

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CRD#: 1558277

Professional summary

Taylor Michael Welz, CFP®, who also goes by Taylor Welz, Mike Welz, is a registered financial advisor currently at DKM WEALTH MANAGEMENT, INC. located in Stockton, California.

Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Taylor has worked at 4 firms and has passed the Series 2, Series 22 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Taylor Welz | Mike Welz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor Michael Welz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

June 24, 2022 - Present

DKM WEALTH MANAGEMENT, INC.

Office #1: 10100 Trinity Parkway Suite 450, Stockton, CA 95219

RIA

CRD#: 316778

Stockton, CA

Past

January 29, 2019 - June 30, 2022

LITMAN GREGORY WEALTH MANAGEMENT, LLC

RIA

CRD#: 107611

WALNUT CREEK, CA

Past

July 24, 2007 - January 16, 2019

WELZ FINANCIAL SERVICES, INC.

RIA

CRD#: 144489

STOCKTON, CA

Past

July 8, 1997 - October 30, 2007

BOWMAN & COMPANY, LLP

RIA

CRD#: 113562

STOCKTON, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DKM WEALTH MANAGEMENT, INC.

CRD#: 316778 / SEC#: 801-127619

RIA

Registered Investment Advisory firm - (4/11/2023 Approved)

California

Registered Investment Advisory firm - (5/17/2023 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/24/2022)

IAR

Texas
(6/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 2

Non-Member General Securities Examination

General Industry/Product Exam

Series 22

Date: 8/22/1986

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 39

Date: 8/22/1986

Direct Participation Programs Principal Examination

Current Firm

DKM WEALTH MANAGEMENT, INC.

CRD#: 316778 / SEC#: 801-127619

RIA

Registered Investment Advisory firm - (4/11/2023 Approved)

California

Registered Investment Advisory firm - (5/17/2023 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2023 Terminated)

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Contact information

Main Address

10100 Trinity Parkway Suite 450, Stockton, CA 95219

Mailing Address

Phone number

(209) 800-5855

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DKM WEALTH MANAGEMENT, INC. ADV BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts	465
AUM (Assets Under Management)	$ 273,927,742

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Taylor M. Welz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor Michael Welz's CRS (Customer Relationship Summary).

Certified licenses

Experience

DKM WEALTH MANAGEMENT, INC.

LITMAN GREGORY WEALTH MANAGEMENT, LLC

WELZ FINANCIAL SERVICES, INC.

BOWMAN & COMPANY, LLP

Primary Firm SEC Registration

DKM WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 2

Series 22

Date: 8/22/1986

Series 39

Date: 8/22/1986

Current Firm

DKM WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DKM WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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