Rolland A. Adkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rolland Arne Adkins, who also goes by Rollie Adkins, was a registered financial professional .
Rolland is a previously registered financial professional and started their career in finance in 1972. Rolland had worked at 5 firms and has passed the Series 63, Series 55, Series 1, Series 27 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1983 - October 12, 2001
ADKINS SECURITIES, INC.
October 5, 1976 - August 1, 1983
MILLER JOHNSON STEICHEN KINNARD, INC.
October 4, 1974 - October 22, 1976
MIDWEST DISCOUNT SECURITIES, INC.
February 1, 1973 - October 4, 1974
REUBEN-ALSTEAD & ASSOCIATES INC
September 1, 1972 - February 28, 1973
TEIG ROSS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/27/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 8/24/1972
Registered Representative ExaminationSeries 00
Date: 2/8/1973
General Securities Principal ExaminationCurrent Firm
ADKINS SECURITIES, INC.
CRD#: 13539 / SEC#: , 8-29425
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADKINS FINANCIAL GROUP, INC. | SHAREHOLDER | |
| ADKINS, ROLLAND ARNE | PRESIDENT | 1558 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
