John G. Lindquist
Professional summary
John Gerard Lindquist is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Austin, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. John has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 79, Series 7, Series 3, Series 10, Series 9, Series 4, Series 53, Series 24, Series 27 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Gerard Lindquist's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Gerard Lindquist's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2014 - Present
WORLD EQUITY GROUP, INC.
February 27, 2014 - Present
WORLD EQUITY GROUP, INC.
September 1, 2023 - Present
NORTHVIEW ADVISORS LLC
October 6, 2022 - September 21, 2024
QUINT CAPITAL CORPORATION
May 21, 2012 - May 12, 2014
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
April 26, 2012 - May 12, 2014
INTERNATIONAL ASSETS ADVISORY, LLC
February 15, 2011 - May 23, 2012
WOODSTOCK FINANCIAL GROUP, INC.
August 27, 2010 - May 23, 2012
WOODSTOCK FINANCIAL GROUP, INC.
August 6, 2010 - August 27, 2010
CRESCENT SECURITIES GROUP, INC.
January 1, 1995 - August 26, 2010
APS FINANCIAL CORPORATION
August 12, 1991 - December 6, 1994
APS FINANCIAL CORPORATION
May 16, 1990 - August 13, 1991
GRUNTAL & CO., L.L.C.
December 22, 1987 - December 5, 1989
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/16/2024)
(2/26/2024)
(2/27/2014)
(2/27/2014)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 1/24/1991
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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