Dawn M. Craft
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dawn Marie Craft, who also goes by Dawn M Long, Dawn Marie Long, Dawn M Lons, was a registered financial professional .
Dawn is a previously registered financial professional and started their career in finance in 1993. Dawn had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2005 - July 17, 2012
BIRCHTREE FINANCIAL SERVICES LLC
July 1, 2003 - November 12, 2004
WELLS FARGO CLEARING SERVICES, LLC
January 1, 1998 - February 10, 2003
PRUDENTIAL EQUITY GROUP, LLC
August 8, 1997 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
March 4, 1997 - March 26, 1997
FIMCO SECURITIES GROUP, INC.
September 14, 1995 - February 20, 1997
PRUDENTIAL EQUITY GROUP, LLC
November 12, 1994 - August 29, 1995
GATEWAY INVESTMENT SERVICES, INC.
September 22, 1993 - October 7, 1994
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BIRCHTREE FINANCIAL SERVICES LLC
CRD#: 15014 / SEC#: , 8-31632
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
