Kevin E. Hagan
Professional summary
Kevin Edward Hagan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kevin is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Kevin had worked at 6 firms, which includes ROCKWELL GLOBAL CAPITAL LLC, GLOBAL ARENA CAPITAL CORP, FURTHER LANE SECURITIES L.P., MCMAHAN SECURITIES CO. L.P., BAY CREST PARTNERS LLC, PAX CLEARING CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2015 - June 15, 2015
ROCKWELL GLOBAL CAPITAL LLC
December 26, 2013 - June 5, 2015
GLOBAL ARENA CAPITAL CORP
July 25, 2012 - December 26, 2013
FURTHER LANE SECURITIES, L.P.
January 13, 2003 - April 7, 2011
MCMAHAN SECURITIES CO. L.P.
December 2, 2002 - December 19, 2002
BAY CREST PARTNERS, LLC
April 3, 2001 - January 6, 2003
PAX CLEARING CORPORATION
State Registrations and Notice Filings
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Exams
Series 55
Date: 6/18/2001
Limited Representative-Equity Trader ExamCurrent Firm
ROCKWELL GLOBAL CAPITAL LLC
CRD#: 142485 / SEC#: , 8-67467
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 7 |
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