Harris C. Anderson

TRINITY CAPITAL MANAGEMENT, LLP

Brookhaven, GA 30319

Some features on this profile are disabled

CRD#: 1557749

Professional summary

Harris Cobb Anderson is a registered financial advisor currently at TRINITY CAPITAL MANAGEMENT, LLP located in Brookhaven, Georgia.

Harris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Harris has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harris Cobb Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2021 - Present

TRINITY CAPITAL MANAGEMENT, LLP

Office #1: 1231 Village Run, Ne, Brookhaven, GA 30319

RIA

CRD#: 237787

Brookhaven, GA

Past

December 4, 2015 - December 31, 2020

TRINITY CAPITAL MANAGEMENT, LLP

RIA

CRD#: 237787

ATLANTA, GA

Past

May 17, 2012 - October 12, 2015

REGISTER FINANCIAL ADVISORS, LLC

RIA

CRD#: 143884

ATLANT, GA

Past

April 9, 2010 - October 12, 2015

REGISTER FINANCIAL ASSOCIATES, INC.

CRD#: 30568

ATLANTA, GA

Past

January 2, 2009 - June 28, 2010

FIRST LEGACY SECURITIES, LLC

CRD#: 47079

HELENA, AL

Past

May 17, 2000 - December 31, 2008

TERRA NOVA FINANCIAL, LLC

CRD#: 37761

ATLANTA, GA

Past

November 3, 1999 - May 12, 2000

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

September 28, 1995 - July 30, 1998

DONALDSON & CO., INCORPORATED

CRD#: 15404

ATLANTA, GA

Past

April 18, 1994 - February 6, 1995

LOEWENBAUM & COMPANY INCORPORATED

CRD#: 26560

AUSTIN, TX

Past

May 28, 1993 - April 26, 1994

AMERICAN WEALTH MANAGEMENT, INC.

CRD#: 25536

ALPHARETTA, GA

Past

May 27, 1992 - June 9, 1993

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/6/2021)

IAR

Tennessee
(1/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/12/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/20/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/26/1992

General Securities Representative Examination

Current Firm

TRINITY CAPITAL MANAGEMENT, LLP

CRD#: 237787 / SEC#:

Georgia

Registered Investment Advisory firm - (1/5/2021 Approved)

Tennessee

Registered Investment Advisory firm - (1/14/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1231 Village Run, Ne, Brookhaven, GA 30319

Mailing Address

Phone number

(404) 358-4904

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 37,055,871

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Alexander Paslay

KESTRA ADVISORY SERVICES, LLC

IAR

Woodstock, GA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Harris C. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harris Cobb Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRINITY CAPITAL MANAGEMENT, LLP

REGISTER FINANCIAL ADVISORS, LLC

REGISTER FINANCIAL ASSOCIATES, INC.

FIRST LEGACY SECURITIES, LLC

TERRA NOVA FINANCIAL, LLC

QUESTAR CAPITAL CORPORATION

DONALDSON & CO., INCORPORATED

LOEWENBAUM & COMPANY INCORPORATED

AMERICAN WEALTH MANAGEMENT, INC.

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2012

Series 63

Date: 6/3/1992

SIE

Date: 10/12/2015

Series 55

Date: 6/20/2001

Series 7

Date: 5/26/1992

Current Firm

TRINITY CAPITAL MANAGEMENT, LLP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRINITY CAPITAL MANAGEMENT, LLP

TRUST BUT VERIFY

Similar Advisors