Thomas M. Hearden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Monroe Hearden MR, who also goes by Thomas Monroe Hearden, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 6 firms and has passed the Series 63, Series 55, Series 25, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2009 - October 8, 2013
VIRTU ITG LLC
February 9, 2005 - March 2, 2009
VDM INSTITUTIONAL BROKERAGE, LLC
January 9, 1995 - December 31, 2003
STRONG INVESTMENTS, INC.
December 12, 1991 - December 31, 1992
PACIFIC SELECT DISTRIBUTORS, LLC
January 27, 1988 - February 25, 1988
FIDELITY BROKERAGE SERVICES LLC
September 26, 1986 - August 5, 1987
BLUNT ELLIS & LOEWI INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/5/2006
Limited Representative-Equity Trader ExamSeries 25
Date: 10/4/2005
NYSE Trading Assistant ExaminationCurrent Firm
VIRTU ITG LLC
CRD#: 29299 / SEC#: , 8-44218
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VIRTU ITG HOLDINGS LLC | SHAREHOLDER | |
| CAVOLI, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 4468202 |
| ILARIO, ANTHONY | CHIEF OPERATIONS OFFICER | 2262100 |
| LEVINE, MATTHEW STEVEN | CHIEF COMPLIANCE OFFICER | 5384169 |
| ROSS, CHRISTOPHER MICHAEL | REGISTERED OPTIONS SECURITIES FUTURES PRINCIPAL | 4749157 |
| SULLIVAN, JOHN GERALD | FINOP | 4330347 |
| WILLIAMS, IAN TIMOTHY MR. | MANAGING DIRECTOR | 5637056 |
Disclosures
| Regulatory Event | 40 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
