Gerald B. Mazzari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Bruce Mazzari was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1986. Gerald had worked at 6 firms and has passed the SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2004 - August 2, 2018
LAZARD ASSET MANAGEMENT SECURITIES LLC
April 8, 1996 - June 23, 2006
LAZARD FRERES & CO. LLC
November 1, 1995 - April 30, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 25, 1995 - January 31, 1996
SMITH BORKUM HARE INC
March 7, 1988 - January 29, 1996
SMITH NEW COURT, INC.
December 3, 1986 - March 16, 1988
CARL MARKS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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