Kenneth W. Corba
Professional summary
Kenneth William Corba was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Kenneth had worked at 4 firms, which includes RAMIREZ ASSET MANAGEMENT INC., SAN JUAN CAPITAL PARTNERS LLC, ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC, RAYMOND JAMES & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2009 - October 18, 2010
RAMIREZ ASSET MANAGEMENT, INC.
May 7, 2008 - October 18, 2010
SAN JUAN CAPITAL PARTNERS, LLC
June 1, 1999 - May 13, 2004
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
July 18, 1995 - April 21, 1999
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
RAMIREZ ASSET MANAGEMENT, INC.
CRD#: 110637 / SEC#: 801-69304
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 8/21/1986
Non-Member General Securities ExaminationCurrent Firm
RAMIREZ ASSET MANAGEMENT, INC.
CRD#: 110637 / SEC#: 801-69304
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 713 |
| AUM (Assets Under Management) | $ 12,141,529,833 |
Red Flags
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