Wade H. Bradley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wade Harlow Bradley, who also goes by Wade Bradley, was a registered financial professional .
Wade is a previously registered financial professional and started their career in finance in 1989. Wade had worked at 6 firms and has passed the Series 63, Series 65, Series 7, Series 22, Series 3, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2006 - September 10, 2012
INDIEVEST SECURITIES, INC.
June 1, 2000 - October 1, 2001
GRANITE CAPITAL MANAGEMENT
February 18, 1997 - August 29, 1997
TRADEWAY SECURITIES GROUP, INC.
July 27, 1995 - February 13, 1997
CENTEX SECURITIES, INCORPORATED
August 15, 1990 - November 28, 1990
PACIFIC CAPITAL PARTNERS, INC.
December 6, 1989 - August 7, 1990
REMINGTON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDIEVEST SECURITIES, INC.
CRD#: 137741 / SEC#: , 8-67109
Contact information
Documents
Red Flags
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