Richard A. Rosenblatt
Professional summary
Richard Allan Rosenblatt is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2008. Richard has worked at 2 firms and has passed the Series 57TO, Series 99TO, SIE, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Allan Rosenblatt's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 1987 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005Office #2: 40 Wall St. 59th Floor, New York, NY 10005July 14, 2008 - January 23, 2013
PENSERRA SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(1/9/1992)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/20/2006
Limited Representative-Equity Trader ExamCboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
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