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Manuel Martin Bello

CRD# 1557140·Registered 1986 - 2000
Barred: Manuel Martin Bello was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Manuel Martin Bello, who also goes by Manny Bello, was a registered financial advisor. Manuel was a previously registered financial professional and started their career in finance 1986 - 2000. Manuel had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Manny Bello

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

INSTITUTIONAL EQUITY CORPORATION·CRD# 19628
BD
Dallas, TX
June 15, 1999 - May 31, 2000
LLOYD WADE SECURITIES INC.·CRD# 39653
BD
Dallas, TX
October 8, 1996 - June 7, 1999
LT LAWRENCE & CO., INC.·CRD# 31956
BD
New York, NY
April 20, 1995 - September 26, 1996
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
November 10, 1994 - April 7, 1995
GLOBAL PARTNERS SECURITIES INC.·CRD# 19606
BD
Fort Lauderdale, FL
August 30, 1994 - October 24, 1994
THE WELLINGTON GROUP, INC.·CRD# 17814
BD
New York, NY
November 4, 1992 - September 30, 1993
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
April 16, 1991 - October 14, 1992
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
March 12, 1991 - May 2, 1991
BERKELEY SECURITIES CORPORATION·CRD# 8397
BD
New York, NY
February 6, 1991 - February 22, 1991
GLOBAL CAPITAL SECURITIES, INC.·CRD# 13358
BD
January 31, 1990 - February 6, 1991
J. T. MORAN & CO., INC.·CRD# 15655
BD
December 14, 1989 - January 27, 1990
J F LOWE & COMPANY INCORPORATED·CRD# 11830
BD
August 24, 1989 - December 21, 1989
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
March 14, 1987 - August 24, 1989
LEHMAN BROTHERS INC.·CRD# 7506
BD
November 18, 1986 - March 4, 1987

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Current Firm

IE
INSTITUTIONAL EQUITY CORPORATION

INSTITUTIONAL EQUITY CORPORATION | REDSTONE SECURITIES, INC.

CRD#: 19628 / SEC#: 8-37654
BD
Cancelled by SEC on 11/30/2001

Contact Information

Established

New Jersey since 02/02/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
INSTITUTIONAL EQUITY HOLDINGS, INC.COMMON SHAREHOLDER—
SHUEY, ROBERT ALTONMANAGING DIRECTOR OF CORPORATE FINANCE710362

Disclosures

Regulatory Event

9

Arbitration

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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