Manuel M. Bello
Professional summary
Manuel Martin Bello was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Manuel is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Manuel had worked at 13 firms, which includes INSTITUTIONAL EQUITY CORPORATION, LLOYD WADE SECURITIES INC., LT LAWRENCE & CO. INC., BARRON CHASE SECURITIES INC., GLOBAL PARTNERS SECURITIES INC., THE WELLINGTON GROUP INC., H.J. MEYERS & CO. INC., LEHMAN BROTHERS INC., BERKELEY SECURITIES CORPORATION, GLOBAL CAPITAL SECURITIES INC., J. T. MORAN & CO. INC., J F LOWE & COMPANY INCORPORATED, DREXEL BURNHAM LAMBERT INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 1999 - May 31, 2000
INSTITUTIONAL EQUITY CORPORATION
October 8, 1996 - June 7, 1999
LLOYD WADE SECURITIES INC.
April 20, 1995 - September 26, 1996
LT LAWRENCE & CO., INC.
November 10, 1994 - April 7, 1995
BARRON CHASE SECURITIES, INC.
August 30, 1994 - October 24, 1994
GLOBAL PARTNERS SECURITIES INC.
November 4, 1992 - September 30, 1993
THE WELLINGTON GROUP, INC.
April 16, 1991 - October 14, 1992
H.J. MEYERS & CO., INC.
March 12, 1991 - May 2, 1991
LEHMAN BROTHERS INC.
February 6, 1991 - February 22, 1991
BERKELEY SECURITIES CORPORATION
January 31, 1990 - February 6, 1991
GLOBAL CAPITAL SECURITIES, INC.
December 14, 1989 - January 27, 1990
J. T. MORAN & CO., INC.
August 24, 1989 - December 21, 1989
J F LOWE & COMPANY INCORPORATED
March 14, 1987 - August 24, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
November 18, 1986 - March 4, 1987
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSTITUTIONAL EQUITY CORPORATION
CRD#: 19628 / SEC#: , 8-37654
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSTITUTIONAL EQUITY HOLDINGS, INC. | COMMON SHAREHOLDER | |
| SHUEY, ROBERT ALTON | MANAGING DIRECTOR OF CORPORATE FINANCE | 710362 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
