Wanda L. Knutson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wanda Lynn Knutson, CFP®, who also goes by Wanda L Knutson, was a registered financial professional .
Wanda is a previously registered financial professional and started their career in finance in 1989. Wanda had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2005
Experience
March 13, 2013 - July 22, 2016
USAA FINANCIAL PLANNING SERVICES
March 13, 2013 - July 22, 2016
USAA FINANCIAL ADVISORS, INC.
August 14, 2000 - September 17, 2012
CHARLES SCHWAB & CO., INC.
February 22, 2000 - September 17, 2012
CHARLES SCHWAB & CO., INC.
October 22, 1999 - February 17, 2000
LPL FINANCIAL LLC
May 2, 1989 - June 29, 1999
IDS LIFE INSURANCE COMPANY
May 2, 1989 - June 29, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
