Lori A. Van Dusen
LVW ADVISORS | Founder & CEO
Pittsford, NY 14534
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CRD#: 1556941
Professional summary
Lori Ann Van Dusen, CIMA®, who also goes by Lori Ann Boillat, Lori Ann Vandusen, is a registered financial advisor currently at LVW ADVISORS, LLC located in Pittsford, New York.
Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Lori has worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Biography
Lori Van Dusen, CIMA®, is the Founder and CEO of LVW Advisors, a registered investment advisory firm that serves both wealthy families and individuals, as well as nonprofit institutions throughout the United States. An advocate of client-focused strategies for more than 25 years, she has become the voice of reason in providing unbiased and integrated solutions in a fragmented financial services industry. Lori is passionate about numerous philanthropic causes, serving on several boards focused on urban education, health and wellness, and the fine arts.
Question & Answer
What are your service offerings?
Financial planning
Insurance
Trust & estate planning
Philanthropic services
Institutional consulting
Executive services/Equity comp...
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
5M
Are you a "fiduciary"?
Yes
Aliases
Lori Ann Boillat | Lori Ann Vandusen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lori Ann Van Dusen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Experience
Current
August 19, 2021 - Present
LVW ADVISORS, LLC
Office #1: 67b Monroe Avenue, Pittsford, NY 14534RIA
CRD#: 159403
Pittsford, NY
Past
January 30, 2009 - October 14, 2011
CITY NATIONAL SECURITIES, INC.
BD
CRD#: 103705
PITTSFORD, NY
Past
July 31, 1993 - September 11, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ROCHESTER, NY
Past
September 26, 1986 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LVW ADVISORS, LLC
LVW ADVISORS, LLC | ZAPPIA FAMILY WEALTH | LVW FLYNN
CRD#: 159403 / SEC#: 801-72830
RIA
Registered Investment Advisory firm - (10/28/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(8/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LA
LVW ADVISORS, LLC
LVW ADVISORS, LLC | ZAPPIA FAMILY WEALTH | LVW FLYNN
CRD#: 159403 / SEC#: 801-72830
RIA
Registered Investment Advisory firm - (10/28/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
67b Monroe Avenue, Pittsford, NY 14534
Mailing Address
Phone number
(585) 267-4900
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,583 |
| AUM (Assets Under Management) | $ 2,281,803,093 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 01/27/2024 | ||
| 02/28/2023 |
Red Flags
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Company Information
LVW ADVISORS, LLC
Founder & CEOCRD#: 159403Pittsford, NY 14534TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
