TM
Thomas W. Mcauliffe
AMERICAN MONEY MANAGEMENT
San Rafael, CA
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CRD#: 1556918
TM
Professional summary
Thomas William Mcauliffe is a registered financial advisor currently at AMERICAN MONEY MANAGEMENT, LLC located in San Rafael, California.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Thomas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
3/20/2017: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - INSURANCE AGENT - Started 07/07/2016 - 30 Hours Per Month/2 Hours During Securities Trading. Meditation teacher and Spiritual Director; Investment related: No; 45 Pleasant Lane San Rafael CA 94901 USA; I provide meditation instruction and act as a spiritual director or companion; Duties: teach meditation and provide spiritual direction; 2023-04-05; Hours per month devoted to business during trading hours: 4; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 1; The Clocktower Project Thomas McAuliffe is a board member at Unity in Marin; Investment related: No; Location: 600 Palm Dr Novsto CA 94947; Description of the business: a small spiritual community organized as a not-for-profit; Responsibilities Duties: fundraising and legacy society; Start date with business: 2024-03-24; Hours per month devoted to business during trading hours: 8; Hours per month devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 0; Website address for the organization: www.unityinmarin.org.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas William Mcauliffe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2025 - Present
AMERICAN MONEY MANAGEMENT, LLC
RIA
CRD#: 115357
San Rafael, CA
Past
May 5, 2023 - September 30, 2025
CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC
RIA
CRD#: 174670
San Rafael, CA
Past
October 27, 2020 - May 3, 2023
HERITAGE WEALTH MANAGEMENT, LLC
RIA
CRD#: 287909
San Rafael, CA
Past
November 6, 2017 - October 23, 2020
ADVISOR RESOURCE COUNCIL
RIA
CRD#: 164109
San Rafael, CA
Past
December 31, 1997 - March 16, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN RAFAEL, CA
Past
April 22, 1994 - November 4, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN RAFAEL, CA
Past
July 31, 1993 - May 16, 1994
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
September 29, 1986 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AM
AMERICAN MONEY MANAGEMENT, LLC
AMERICAN MONEY MANAGEMENT, LLC
CRD#: 115357 / SEC#: 801-60976
RIA
Registered Investment Advisory firm - (3/4/2002 Approved)Alaska
Registered Investment Advisory firm - (3/4/2002 Terminated)California
Registered Investment Advisory firm - (6/25/2002 Terminated)Oregon
Registered Investment Advisory firm - (6/18/2002 Terminated)Texas
Registered Investment Advisory firm - (3/4/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AM
AMERICAN MONEY MANAGEMENT, LLC
AMERICAN MONEY MANAGEMENT, LLC
CRD#: 115357 / SEC#: 801-60976
RIA
Registered Investment Advisory firm - (3/4/2002 Approved)Alaska
Registered Investment Advisory firm - (3/4/2002 Terminated)California
Registered Investment Advisory firm - (6/25/2002 Terminated)Oregon
Registered Investment Advisory firm - (6/18/2002 Terminated)Texas
Registered Investment Advisory firm - (3/4/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14249 Rancho Santa Fe Farms Road, Rancho Santa Fe, CA 92067
Mailing Address
P.o. Box 675203, Rancho Santa Fe, CA 92067
Phone number
(858) 755-0909
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,674 |
| AUM (Assets Under Management) | $ 734,010,908 |
Red Flags
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