Todd E. Engelhardt

F L PUTNAM INVESTMENT MANAGEMENT CO.

PROVIDENCE, RI 02903

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CRD#: 1556820

Professional summary

Todd Edwin Engelhardt, who also goes by Todd E Engelhardt, is a registered financial advisor currently at F L PUTNAM INVESTMENT MANAGEMENT CO. located in Providence, Rhode Island.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Todd has worked at 12 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 6, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd E Engelhardt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Edwin Engelhardt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2025 - Present

F L PUTNAM INVESTMENT MANAGEMENT CO.

Office #1: 100 Westminster Street Suite 1004, Providence, RI 02903

RIA

CRD#: 106223

PROVIDENCE, RI

Past

November 15, 2019 - May 27, 2025

CUMBERLAND ADVISORS

RIA

CRD#: 107964

SARASOTA, FL

Past

February 3, 2017 - October 16, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

BRADENTON, FL

Past

February 7, 2013 - October 8, 2013

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

SARASOTA, FL

Past

October 8, 2012 - October 8, 2013

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

SARASOTA, FL

Past

June 16, 2010 - June 6, 2012

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

CRD#: 144464

DENVER, CO

Past

March 25, 2008 - June 9, 2009

CARILLON FUND DISTRIBUTORS, INC.

CRD#: 139749

ST. PETERSBURG, FL

Past

April 20, 2006 - November 10, 2008

HERITAGE ASSET MANAGEMENT INC

RIA

CRD#: 112392

ST.PETERSBURG, FL

Past

November 1, 2005 - August 20, 2007

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

January 16, 2003 - October 31, 2003

C. L. KING & ASSOCIATES, INC.

CRD#: 6183

ALBANY, NY

Past

January 4, 2000 - October 25, 2002

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

May 18, 1995 - January 8, 1998

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

FAIRPORT, NY

Past

September 21, 1994 - April 24, 1995

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

September 26, 1986 - July 2, 1987

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

F L PUTNAM INVESTMENT MANAGEMENT CO.

F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING

CRD#: 106223 / SEC#: 801-21951

RIA

Registered Investment Advisory firm - (7/30/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(6/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/1/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/3/2017

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 9/20/1994

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 10/27/1986

National Commodity Futures Examination

Current Firm

F L PUTNAM INVESTMENT MANAGEMENT CO.

F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING

CRD#: 106223 / SEC#: 801-21951

RIA

Registered Investment Advisory firm - (7/30/1984 Approved)

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Contact information

Main Address

6 Kimball Lane, Lynnfield, MA 01940

Mailing Address

Phone number

(800) 344-3435

Established

Firm type

Fiscal year end

# of Employees

134

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLP FORM ADV PART 2A (10/29/2025)

Regulatory assets under management

Total Number of Accounts	6,380
AUM (Assets Under Management)	$ 7,695,902,054

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/08/2025	Cover Page	Report
08/21/2025	Cover Page	Report
10/28/2024	Cover Page	Report
12/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd E. Engelhardt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Edwin Engelhardt's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUMBERLAND ADVISORS

J.P. MORGAN SECURITIES LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

CARILLON FUND DISTRIBUTORS, INC.

HERITAGE ASSET MANAGEMENT INC

RAYMOND JAMES & ASSOCIATES, INC.

C. L. KING & ASSOCIATES, INC.

FIS SECURITIES, INC.

MANNING & NAPIER INVESTOR SERVICES, INC.

FIS SECURITIES, INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

F L PUTNAM INVESTMENT MANAGEMENT CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2019

Series 66

Date: 2/1/2013

Series 63

Date: 12/22/1994

SIE

Date: 10/1/2018

Series 6

Date: 2/3/2017

Series 7

Date: 9/20/1994

Series 3

Date: 10/27/1986

Current Firm

F L PUTNAM INVESTMENT MANAGEMENT CO.

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

F L PUTNAM INVESTMENT MANAGEMENT CO.

TRUST BUT VERIFY

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