Michael T. Van Der Velden

USI ADVISORS

Seattle, WA 98101

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CRD#: 1556739

Professional summary

Michael Thomas Van Der Velden is a registered financial advisor currently at USI ADVISORS located in Seattle, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Michael has worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER AND PRINCIPAL OF RENTAL INCOME PROPERTY: MANAGE PROPERTY AND COLLECT RENT APPROXIMATELY 4 HOURS A MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Van Der Velden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2017 - Present

USI ADVISORS

Office #1: 601 Union Street #4343, Seattle, WA 98101

RIA

CRD#: 108113

Seattle, WA

Past

July 12, 2018 - September 4, 2018

USI SECURITIES, INC.

CRD#: 43793

Seattle, WA

Past

January 30, 2006 - June 13, 2018

M HOLDINGS SECURITIES, INC.

CRD#: 43285

SEATTLE, WA

Past

September 27, 2005 - May 1, 2017

KIBBLE & PRENTICE HOLDING COMPANY

RIA

CRD#: 127672

SEATTLE, WA

Past

September 24, 2002 - December 15, 2003

KIBBLE & PRENTICE, INC.

RIA

CRD#: 110380

SEATTLE , WA

Past

January 25, 2001 - October 22, 2002

INVESMART SECURITIES, LLC

CRD#: 104168

PITTSBURGH, PA

Past

August 26, 1998 - October 22, 2002

INVESMART ADVISORS INC

RIA

CRD#: 108731

SEATTLE, WA

Past

July 2, 1998 - November 30, 2000

MCG EQUITIES, LLC

CRD#: 45304

PORTLAND, OR

Past

February 20, 1997 - July 2, 1998

SSSH EQUITIES, INC.

CRD#: 23228

Past

April 24, 1995 - February 25, 1997

ADMINISTRATIVE SYSTEMS, INC.

CRD#: 13812

SEATTLE, WA

Past

September 26, 1986 - February 27, 1991

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(4/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/6/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/5/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 9/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/21/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/12/1998

General Securities Principal Examination

Current Firm

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-5283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

USIA ADV 2A - JULY 2025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 48,864,913,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael T. Van Der Velden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Van Der Velden's CRS (Customer Relationship Summary).

Certified licenses

Experience

USI SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

KIBBLE & PRENTICE HOLDING COMPANY

KIBBLE & PRENTICE, INC.

INVESMART SECURITIES, LLC

INVESMART ADVISORS INC

MCG EQUITIES, LLC

SSSH EQUITIES, INC.

ADMINISTRATIVE SYSTEMS, INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

USI ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 2/6/2006

Series 65

Date: 5/5/1997

SIE

Date: 9/4/2018

Series 7

Date: 2/26/1998

Series 6

Date: 4/21/1995

Series 24

Date: 5/12/1998

Current Firm

USI ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

USI ADVISORS

TRUST BUT VERIFY

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