Jose R. Fernandez Martinez
Professional summary
Jose Rafael Fernandez Martinez, who also goes by Jose Pafael Fernandez, Jose Rafael Fernandez, Jose Fernandez, is a registered financial professional currently at ORIENTAL FINANCIAL SERVICES LLC located in San Juan, .
Jose is registered as a RR (Registered Representative) and started their career in finance in 1986. Jose has worked at 6 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 4, Series 27 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose Rafael Fernandez Martinez's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 1993 - Present
ORIENTAL FINANCIAL SERVICES LLC
Office #1: 254 Munoz Rivera Ave 11th Floor, San Juan, PR 00918March 5, 2013 - August 8, 2013
OFS SECURITIES, INC.
December 13, 1991 - December 18, 1992
CLARK MELVIN SECURITIES CORPORATION
December 12, 1989 - September 27, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 1989 - November 13, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2, 1989 - November 14, 1989
KIDDER, PEABODY & CO. INCORPORATED
October 22, 1986 - June 3, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
Primary Firm SEC Registration
ORIENTAL FINANCIAL SERVICES LLC
CRD#: 29753 / SEC#: 801-88203, 8-44516
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2000)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ORIENTAL FINANCIAL SERVICES LLC
CRD#: 29753 / SEC#: 801-88203, 8-44516
Contact information
SEC notice filing (2 States and Territories)
FINRA licenses (11 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OFG BANCORP | PARENT COMPANY , MEMBER | |
| FERNANDEZ MARTINEZ, JOSE RAFAEL | OPTIONS PRINCIPAL, AND DIRECTOR | 1556546 |
| KUMAR, GANESH | DIRECTOR | 6120016 |
| MUNOZ GALARZA, GLENDA L. | FINANCIAL AND OPERATIONS MANAGER | 5037917 |
| PASCUAL NAVARRO, ALEJANDRO MIGUEL | PRESIDENT & SALES MANAGER | 4637744 |
| SOUFFRONT, CARLOS O. ESQ. | DIRECTOR | 6272950 |
| TORRES, MARIELA | CHIEF COMPLIANCE OFFICER | 2735709 |
Regulatory assets under management
| Total Number of Accounts | 486 |
| AUM (Assets Under Management) | $ 360,606,482 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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