Athena M. Kwai
Professional summary
Athena Manha Kwai, who also goes by Athena Man Ha Kwai, is a registered financial professional currently at UOB KAY HIAN (U.S.) INC. located in Maplewood, New Jersey.
Athena is registered as a RR (Registered Representative) and started their career in finance in 1992. Athena has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Athena Manha Kwai's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2003 - Present
UOB KAY HIAN (U.S.) INC.
Office #1: 111 Dunnell Road, Ste 201, Maplewood, NJ 07040August 18, 1998 - October 20, 1998
WORLDSEC INTERNATIONAL SECURITIES INC.
April 10, 1997 - May 21, 1998
CREDIT SUISSE SECURITIES (USA) LLC
February 4, 1997 - April 3, 1997
BNP PARIBAS BROKERAGE SERVICES, INC.
August 21, 1996 - March 7, 1997
PRIMEEAST SECURITIES INC.
November 29, 1994 - February 21, 1996
WORLDSEC INTERNATIONAL SECURITIES INC.
June 18, 1992 - October 27, 1994
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2014)
(11/20/2003)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 9/9/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
UOB KAY HIAN (U.S.) INC.
CRD#: 127314 / SEC#: , 8-65981
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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