Charles A. Chambos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles A Chambos, who also goes by Dean Chambos, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1987. Charles had worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2022 - August 31, 2022
GALLAGHER FIDUCIARY ADVISORS, LLC
March 30, 2022 - September 6, 2022
TRIAD ADVISORS LLC
December 12, 2017 - March 31, 2022
KESTRA ADVISORY SERVICES, LLC
December 6, 2017 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
March 3, 2014 - July 25, 2017
THE HUNTINGTON INVESTMENT COMPANY
February 28, 2014 - July 25, 2017
THE HUNTINGTON INVESTMENT COMPANY
September 26, 2012 - February 6, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
September 25, 2012 - February 6, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 1, 2011 - December 23, 2011
SPC
January 6, 2011 - December 23, 2011
SIGMA FINANCIAL CORPORATION
October 11, 2007 - August 5, 2010
ONEAMERICA SECURITIES, INC.
June 22, 2005 - October 1, 2007
STANCORP EQUITIES, INC.
January 17, 2001 - October 1, 2007
STANCORP INVESTMENT ADVISERS, INC.
March 15, 1993 - June 16, 1995
THE GREAT-WEST LIFE ASSURANCE COMPANY
December 14, 1988 - April 5, 1991
EMPOWER FINANCIAL SERVICES, INC.
February 10, 1987 - August 16, 1988
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
GALLAGHER FIDUCIARY ADVISORS, LLC
CRD#: 146509 / SEC#: 801-68868
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GALLAGHER FIDUCIARY ADVISORS, LLC
CRD#: 146509 / SEC#: 801-68868
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
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