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John Peter Ooyen

BRIGHT FUTURE ADVISORS
Nederland, CO
·CRD# 1556316·40 years experience

Professional Summary

John Peter Ooyen, who also goes by John P Ooyen, is a registered financial advisor currently at BRIGHT FUTURE ADVISORS located in Nederland, Colorado. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John P Ooyen

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

BRIGHT FUTURE ADVISORS·CRD# 113501
RIA
Nederland, CO
January 1, 1999 - Present
NATIONAL EQUITY RESOURCES INC.·CRD# 17642
BD
February 8, 1990 - June 2, 1992
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
January 3, 1990 - October 16, 1996
WS GRIFFITH SECURITIES, INC.·CRD# 10410
BD
Hartford, CT
March 11, 1988 - December 31, 1989
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
September 30, 1986 - April 12, 1988

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Current Firm

BF
BRIGHT FUTURE ADVISORS

BRIGHT FUTURE ADVISORS | FIRST FINANCIAL GROUP OF CO., INC. | FIRST FINANCIAL GROUP

CRD#: 113501
Colorado
Registered Investment Advisory firm - Colorado (1/1/1999 Approved)

Contact Information

Main Address

Boulder, CO

Mailing Address

P.o. Box 231, Nederland, CO 80466

Phone Number

(303) 435-1520

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

6

AUM (Assets Under Management)

$4,185,056

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Colorado
(1/1/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1989About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1986About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Apr 1995About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John Peter Ooyen's CRS (Customer Relationship Summary).

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