John P. Ooyen
Professional summary
John Peter Ooyen, who also goes by John P Ooyen, is a registered financial advisor currently at BRIGHT FUTURE ADVISORS located in Nederland, Colorado.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Peter Ooyen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 1999 - Present
BRIGHT FUTURE ADVISORS
February 8, 1990 - June 2, 1992
NATIONAL EQUITY RESOURCES INC.
January 3, 1990 - October 16, 1996
ROBERT THOMAS SECURITIES, INC
March 11, 1988 - December 31, 1989
WS GRIFFITH SECURITIES, INC.
September 30, 1986 - April 12, 1988
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/1/1999)
Exams
Current Firm
BRIGHT FUTURE ADVISORS
CRD#: 113501 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 4,102,300 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
