Candida M. Casey
Professional summary
Candida Marie Casey, who also goes by Candy Casey, Candi Casey, is a registered financial advisor currently at NORTHWEST ASSET MANAGEMENT located in Chicago, Illinois.
Candida is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Candida has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Candida Marie Casey's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2019 - Present
NORTHWEST ASSET MANAGEMENT
May 27, 2013 - December 11, 2019
MORGAN STANLEY
May 15, 2013 - December 11, 2019
MORGAN STANLEY
April 16, 1996 - May 1, 2013
WILLIAM BLAIR
September 23, 1993 - May 30, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 27, 1989 - June 29, 1993
LEHMAN BROTHERS INC.
October 15, 1986 - December 18, 1987
MONTGOMERY SECURITIES
Primary Firm SEC Registration
NORTHWEST ASSET MANAGEMENT
CRD#: 147923 / SEC#: 801-69483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/10/2019)
Exams
Current Firm
NORTHWEST ASSET MANAGEMENT
CRD#: 147923 / SEC#: 801-69483
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,844 |
| AUM (Assets Under Management) | $ 3,608,262,509 |
Red Flags
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