Eugene J. Kirkwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene James Kirkwood JR, who also goes by Gene Kirkwood, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1986. Eugene had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2005 - October 10, 2023
FRANKLIN DISTRIBUTORS, LLC
September 15, 1995 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
August 16, 1994 - June 15, 1995
MORGAN STANLEY DW INC.
July 18, 1994 - August 9, 1994
SHAY GOVERNMENT SECURITIES CO.
July 18, 1994 - August 9, 1994
SHAY FINANCIAL SERVICES CO.
September 1, 1989 - July 20, 1994
PRINTON, KANE GROUP, INC.
June 25, 1988 - September 1, 1989
PRINTON, KANE GOVERNMENT SECURITIES, INC.
August 25, 1987 - July 16, 1988
PRINTON, KANE GOVERNMENT SECURITIES, L.P.
October 22, 1986 - September 1, 1989
PRINTON KANE & CO., L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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