David Michael Ward

1. NAME OF OTHER BUSINESS: CFA SOCIETY OF LOS ANGELES; INVESTMENT RELATED: NO; ADDRESS: LOS ANGELES, CA 90071; NATURE OF BUSINESS: EDUCATION / CFA PROGRAM; START DATE: 01/2006; POSITION/TITLE/RELATIONSHIP: COORDINATOR AND INSTRUCTOR; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PROVIDE INSTRUCTION FOR CFA CANDIDATES FOR THE CFA REVIEW PROGRAM; 2. NAME OF OTHER BUSINESS: YMCA OF THE FOOTHILLS; INVESTMENT RELATED: NO; ADDRESS: LA CANADA, CA 91011; NATURE OF BUSINESS: HEALTH, ATHLETIC, EDUCATIONAL, AND OTHER RELATED COMMUNITY SERVICES; START DATE: 06/2006; POSITION/TITLE/RELATIONSHIP: MEMBER OF HERITAGE CLUB / PLANNED GIVING COMMITTEE AND DEVELOPMENT COMMITTEE; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: FUNDRAISING EFFORTS FOR THE LOCAL YMCA. DUTIES INCLUDE MEETING AND HELPING WITH SELECTED EVENTS AND ACTIVITIES; 3. NAME OF OTHER BUSINESS: DAVID WARD, INDIVIDUAL; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: POLICY WITH PACIFIC LIFE THAT WAS PLACED PRIOR TO MY REGISTRATION WITH MY PRIOR FIRM. THIS OUTSIDE ACTIVITY ACCOMMODATES THAT POLICY; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: INDIVIDUAL INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: POLICY WITH PACIFIC LIFE THAT WAS PLACED PRIOR TO MY REGISTRATION WITH MY PRIOR FIRM. THIS OUTSIDE ACTIVITY ACCOMMODATES THAT POLICY; 4. NAME OF OTHER BUSINESS: VERDUGO HILLS COUNCIL - BOY SCOUTS OF AMERICA; INVESTMENT RELATED: NO; ADDRESS: GLENDALE, CA 91201; NATURE OF BUSINESS: BOY SCOUTS OF AMERICA / PROVIDE PROGRAMMING, EDUCATION AND COMMUNITY SERVICES TO BOYS AND GIRLS IN THE LOCAL COMMUNITY; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: MEMBER OF FINANCE COMMITTEE, INVESTMENT COMMITTEE AND MEMBERSHIP COMMITTEE / ASSISTANT SCOUT MASTER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES. PROVIDE PLANNING AND OVERSIGHT ACTIVITIES FOR COUNCIL;