SS
Stephanie M. Scherr
SM SCHERR FINANCIAL LLC
HOUSTON, TX
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CRD#: 1555608
SS
Professional summary
Stephanie M Scherr, CFP® is a registered financial advisor currently at SM SCHERR FINANCIAL LLC located in Houston, Texas.
Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Stephanie has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. STEPHANIE M. SCHERR, CFP; INVESTMENT RELATED; 4306 YOAKUM BLVD, SUITE 385, HOUSTON, TX 77006; PROVIDE ESTATE AND FINANCIAL PLANNING SERVICES INCLUDING PREPARATION OF WRITTEN PLANS; SELF; STARTED 08/1996; 10 HRS/MO. 2. RIA THROUGH STEPHANIE M. SCHERR; STARTED 08/01/1995; 20 HRS/MO. 3. STEPHANIE M. SCHERR TRUSTEE OF FAMILY RELATED TRUSTS STARTED 06/2013 4HRS/MO. STEPHANIE M SCHERR POSITION: SELF NATURE: INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 0 START DATE: 08/01/1986 ADDRESS: 4306 YOAKUM BLVD, SUITE 385, HOUSTON, TX 77006; DESCRIPTION: LIFE AND LONG TERM CARE INSURANCE SALES STEPHANIE M SCHERR POSITION: SELF NATURE: INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 3 INVESTMENT RELATED HOURS: 0 START DATE: 08/01/1986 ADDRESS: 4306 YOAKUM, STE 385, HOUSTON TX 77006 DESCRIPTION: LIFE INSURANCE SALES STEPHANIE M SCHERR POSITION: SELF NATURE: FINANCIAL PLANNING INVESTMENT RELATED: YES NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 1 START DATE: 08/01/1996 ADDRESS: 4306 YOAKUM, STE 385, HOUSTON TX 77006 DESCRIPTION: DEVELOP FINANCIAL PLANS FOR CLIENTS INCLUDING ESTATE, RETIREMENT AND INVESTMENT PLANS STEPHANIE M SCHERR POSITION: self NATURE: financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 08/01/1996 ADDRESS: 4306 yoakum, Ste 385, Houston TX 77006 DESCRIPTION: Develop financial plans for clients including estate, retirement and investment plans STEPHANIE M SCHERR POSITION: self NATURE: insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1986 ADDRESS: 4306 Yoakum, Stt 385, Houston TX 77006 DESCRIPTION: life and long term care insurance sales BIBI'S DEVISE LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/19/2013 ADDRESS: 3235 ella lee lane, houston TX 77019, United States DESCRIPTION: Real estate rental property. No specific dutues THREE OUT OF FIVE LLC POSITION: Member as Trustee NATURE: investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/05/2013 ADDRESS: 3235 ella lee lane, houston TX 77019, United States DESCRIPTION: Investments, no specific duties
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie M Scherr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 16, 2016 - Present
SM SCHERR FINANCIAL LLC
RIA
CRD#: 116348
HOUSTON, TX
Past
September 2, 1997 - December 31, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
HOUSTON, TX
Past
July 7, 1995 - September 3, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
September 26, 1986 - July 17, 1995
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/16/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SS
SM SCHERR FINANCIAL LLC
SM SCHERR FINANCIAL LLC | STEPHANIE M SCHERR | SM SCHERR FINANCIAL LLC
CRD#: 116348 / SEC#:
Texas
Registered Investment Advisory firm - (4/15/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Houston, TX
Mailing Address
Phone number
(713) 552-1960
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 120 |
| AUM (Assets Under Management) | $ 107,343,944 |
Red Flags
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