David H. Prado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Henry Prado, who also goes by David Prado, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1992. David had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2011 - June 4, 2012
BRONSON & CO., LLC
May 30, 2002 - August 14, 2009
RUSHMORE CAPITAL, INC.
May 29, 2002 - August 14, 2009
DOMESTIC SECURITIES, INC.
September 3, 1993 - May 30, 2002
CROWN FINANCIAL GROUP, INC.
February 1, 1993 - September 3, 1993
BLUESTONE CAPITAL CORP.
November 30, 1992 - January 11, 1993
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
BRONSON & CO., LLC
CRD#: 45025 / SEC#: , 8-50933
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRONSON, STEVEN NATHAN | CEO, CHAIRMAN, PRESIDENT, CCO, GSP, FINOP, SROP | 1223717 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
