Lisbeth R. Barron
Professional summary
Lisbeth Rae Barron is a registered financial professional currently at INDEPENDENT BROKERAGE SOLUTIONS LLC located in New York, New York.
Lisbeth is registered as a RR (Registered Representative) and started their career in finance in 1989. Lisbeth has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisbeth Rae Barron's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 28, 2015 - Present
INDEPENDENT BROKERAGE SOLUTIONS LLC
Office #1: 745 Fifth Avenue 5th Floor, New York, NY 10151May 21, 2010 - December 28, 2015
BERENSON & COMPANY, LLC
June 20, 2008 - January 5, 2010
CENTERVIEW PARTNERS LLC
April 29, 1997 - June 9, 2008
J.P. MORGAN SECURITIES LLC
January 3, 1995 - March 19, 1997
SBC WARBURG, INC.
July 12, 1994 - January 3, 1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.
April 20, 1990 - July 1, 1994
S.G. WARBURG & CO. INC.
May 23, 1989 - January 31, 1990
MCKINLEY ALLSOPP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/28/2015)
(3/31/2016)
(12/28/2015)
Exams
FINRA
Current Firm
INDEPENDENT BROKERAGE SOLUTIONS LLC
CRD#: 153563 / SEC#: , 8-68549
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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