Lars H. Enstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lars Hirsch Enstrom was a registered financial professional .
Lars is a previously registered financial professional and started their career in finance in 1986. Lars had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2009 - July 7, 2016
ALVAREZ & MARSAL SECURITIES, LLC
November 13, 2002 - June 6, 2006
HOULIHAN LOKEY CAPITAL, INC.
March 18, 1997 - May 2, 2002
CIBC WORLD MARKETS CORP.
January 20, 1995 - April 1, 1997
NATWEST SECURITIES CORPORATION
June 10, 1988 - April 20, 1990
SANWA SECURITIES (USA) CO., L.P.
April 15, 1988 - June 1, 1988
F.B. HORNER & ASSOCIATES, INC.
October 22, 1986 - February 25, 1988
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALVAREZ & MARSAL SECURITIES, LLC
CRD#: 127858 / SEC#: , 8-66055
Contact information
FINRA licenses (18 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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