Geoffrey L. Faux
Professional summary
Geoffrey Lewis Faux is a registered financial professional currently at CAYMUS SECURITIES LLC located in Atlanta, Georgia.
Geoffrey is registered as a RR (Registered Representative) and started their career in finance in 1988. Geoffrey has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Geoffrey Lewis Faux's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2003 - Present
CAYMUS SECURITIES LLC
Office #1: 2727 Paces Ferry Rd Se Building 1, Suite 1650, Atlanta, GA 30339November 21, 2001 - June 2, 2003
HARPETH SECURITIES, LLC
March 23, 1992 - October 9, 1996
PRUDENTIAL EQUITY GROUP, LLC
July 6, 1990 - April 2, 1991
GE CAPITAL MARKETS, INC.
October 19, 1988 - November 29, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/6/2003)
(6/12/2003)
(6/2/2003)
(6/6/2003)
(6/12/2003)
(6/6/2003)
(2/15/2006)
(6/28/2003)
(6/18/2003)
(5/30/2003)
(6/5/2003)
(6/20/2003)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 6/26/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
CAYMUS SECURITIES LLC
CRD#: 126183 / SEC#: , 8-65862
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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