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MC

Michael N. Cha

DEER ISLE CAPITAL
CLOSTER, NJ
Some features on this profile are disabled
CRD#: 1555113
MC

Professional summary

Michael N Cha is a registered financial professional currently at DEER ISLE CAPITAL, LLC located in Closter, New Jersey.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael N Cha's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 14, 2022 - Present

DEER ISLE CAPITAL, LLC

BD
CRD#: 146269
CLOSTER, NJ
Past

March 20, 1990 - January 14, 2000

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(2/1/2023)
RR
Texas
(2/1/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 4/2/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/14/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/15/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/1990
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DI
DEER ISLE CAPITAL, LLC
DEER ISLE CAPITAL, LLC | MILLENNIUM GLOBAL CAPITAL, LLC

CRD#: 146269 / SEC#: , 8-67803

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
18 Good Friend Drive, East Hampton, NY 11937
Mailing Address
18 Good Friend Drive, East Hampton, NY 11937
Phone number
(212) 488-0555
Established
Delaware since 07/25/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DEER ISLE GROUP, LLC100% OWNER, MEMBER
ALMERINI, LOUIS ACHILLEFINOP1605183
RAEDLE, DIANNA RAABCHIEF EXECUTIVE OFFICER, MANAGING MEMBER
SADZEWICZ, GERY JOSEPHCHIEF COMPLIANCE OFFICER1090963

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DEER ISLE CAPITAL, LLC

CRD#: 146269Closter, NJ

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