Steven M. Mcgowan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Malcolm Mcgowan, who also goes by Steve Mcgowan, Steven M Mcgowan, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1987. Steven had worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2024 - February 7, 2025
ZEUS FINANCIAL, LLC
June 30, 2023 - July 30, 2024
TP ICAP GLOBAL MARKETS AMERICAS LLC
June 1, 2012 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
April 30, 1997 - June 1, 2012
CHAPDELAINE TULLETT PREBON, LLC
February 7, 1995 - March 19, 1997
R.W. SMITH & ASSOCIATES, LLC
July 22, 1994 - January 16, 1995
WOLFE & HURST BOND BROKERS INC.
October 4, 1993 - December 7, 1993
MADISON SECURITIES, INC.
August 14, 1987 - April 27, 1989
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 8/12/2024
Municipal Securities Representative ExaminationCurrent Firm
ZEUS FINANCIAL, LLC
CRD#: 18192 / SEC#: , 8-36214
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUTKEVITS, LETICIA VERA | MEMBER | 6717105 |
| ORCHID BAY FINANCIAL HOLDINGS, LLC | MEMBER | |
| ACHILLE, RALPH | CCO | 5875142 |
| BUTKEVITS, VINCENT WILLIAM III | CEO | 1818987 |
| KUMAR, PARDEEP | MANAGING DIRECTOR | 5214503 |
| PISCATELLI, DAVID ANTHONY | COO | 4027320 |
| SHUMBERG, IVANA MARCELLA | FINOP/PFO | 3167225 |
| TROUSDALE, LAUREN NICOLE | FINOP/POO | 5622407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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