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Dennis Michael Tender

DP GROW
RICHMOND, VA
·CRD# 1555079·39 years experience

Professional Summary

Dennis Michael Tender, who also goes by Dennis M Tender, Dennis Micheal Tender, Dennis Tender, is a registered financial advisor currently at DP GROW LLC located in Richmond, Virginia. Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Dennis has worked at 17 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dennis M Tender, Dennis Micheal Tender, Dennis Tender

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

DP GROW LLC·CRD# 308412
RIA
3200 Rockbridge Street Suite 300, Richmond, VA 23230
May 5, 2020 - Present
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Glen Allen, VA
April 6, 2018 - April 9, 2020
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Glen Allen, VA
March 23, 2018 - March 26, 2018
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Glen Allen, VA
March 20, 2018 - April 9, 2020
ONEAMERICA SECURITIES, INC.·CRD# 4173
RIA
Richmond, VA
December 28, 2015 - February 26, 2018
ONEAMERICA SECURITIES, INC.·CRD# 4173
BD
Richmond, VA
August 11, 2015 - February 26, 2018
KOVACK SECURITIES INC.·CRD# 44848
BD
Ft. Lauderdale, FL
April 15, 2015 - August 10, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Buffalo, NY
October 12, 2011 - April 10, 2013
WADDELL & REED·CRD# 866
RIA
Owings Mill, MD
April 4, 2011 - August 25, 2011
WADDELL & REED·CRD# 866
BD
Owings Mill, MD
March 24, 2011 - August 25, 2011
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Hunt Valley, MD
May 12, 2009 - April 1, 2011
NEW ENGLAND SECURITIES·CRD# 615
BD
Williamsville, NY
June 19, 2001 - April 30, 2009
MONY SECURITIES CORPORATION·CRD# 4386
BD
New York, NY
May 18, 1999 - June 27, 2001
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
March 1, 1996 - May 19, 1999
G. R. PHELPS & CO., INC.·CRD# 173
BD
July 25, 1994 - March 1, 1996
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
March 12, 1993 - July 26, 1994
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
March 12, 1993 - July 26, 1994
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
August 26, 1988 - January 14, 1993
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
August 26, 1988 - January 14, 1993
ANDREW ALEN SECURITIES, INC.·CRD# 13839
BD
November 10, 1987 - July 30, 1988
KUREEN & COOPER, INC.·CRD# 2488
BD
January 21, 1987 - February 18, 1987
DOMESTIC ARBITRAGE GROUP, INC.·CRD# 8144
BD
January 21, 1987 - October 29, 1987

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Current Firm

DG
DP GROW LLC

DP GROW | DP GROW LLC

CRD#: 308412 / SEC#: 801-118660
RIA
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (5/30/2025 Approved)
Florida
Registered Investment Advisory firm - Florida (8/8/2024 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (4/9/2025 Approved)
Tennessee
Registered Investment Advisory firm - Tennessee (5/5/2023 Approved)
Texas
Registered Investment Advisory firm - Texas (3/30/2023 Conditional Restricted)
Virginia
Registered Investment Advisory firm - Virginia (5/4/2023 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3200 Rockbridge Street Suite 300, Richmond, VA 23230

Phone Number

(804) 352-0881

# of Employees

4

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

14

AUM (Assets Under Management)

$2,334,761

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed insurance agent (individual capacity); Investment-related: Yes; Midlothian, Virginia; Commission-based insurance sales; Start Date: 03/2020; Approximate time spent: <5 hours per month; Approximate time during trading hours: <5 per month

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Colorado
(7/11/2025)
IAR
Florida
(8/8/2024)
IAR
Tennessee
(5/5/2023)
IAR
Texas
(5/5/2020)
IAR
Virginia
(5/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2015About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2015About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2024About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Dennis Michael Tender's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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