Richard P. Sandulli
Professional summary
Richard Parsons Sandulli is a registered financial professional currently at NORTH CAPITAL PRIVATE SECURITIES CORPORATION located in Hoboken, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1994. Richard has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3, Series 30 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Parsons Sandulli's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2017 - Present
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
Office #1: 22 Hudson Place 3rd Floor, Hoboken, NJ, 07030July 18, 2005 - June 22, 2010
WELLS FARGO SECURITIES, LLC
April 3, 1995 - July 12, 2005
MORGAN STANLEY & CO. LLC
May 24, 1994 - March 15, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/28/2017)
(1/4/2018)
(12/13/2017)
(11/28/2017)
(11/28/2017)
(1/4/2018)
(11/28/2017)
Exams
Series 8
Date: 9/4/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
CRD#: 154559 / SEC#: , 8-68648
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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