John L. Sullivan
Professional summary
John Lawrence Sullivan is a registered financial advisor currently at SULLIVAN CAPITAL MANAGEMENT located in Incline Village, Nevada.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Lawrence Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2011 - Present
SULLIVAN CAPITAL MANAGEMENT
October 24, 1986 - March 15, 1988
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/19/2011)
(6/23/2016)
(7/1/2011)
Exams
Current Firm
SULLIVAN CAPITAL MANAGEMENT
CRD#: 112365 / SEC#: 801-27652
Contact information
Regulatory assets under management
| Total Number of Accounts | 44 |
| AUM (Assets Under Management) | $ 25,615,917 |
Red Flags
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