Daniel Thomas Mcmillan
CFP®Professional Summary
Daniel Thomas Mcmillan, CFP®, who also goes by Dan Mcmillan, is a registered financial advisor currently at EARLY MCCLINTIC & MCMILLAN, LLC located in Stafford, Texas. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Daniel has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Education Planning
- Estate Planning
- Retirement Planning
- Investment Planning
- Retirement Income Management
Other Aliases
Dan Mcmillan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
40 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
EARLY MCCLINTIC & MCMILLAN, LLC | EARLY MCCLINTIC & MCMILLAN, LLP
Contact Information
Main Address
4800 Sugar Grove Blvd. Suite 100, Stafford, TX 77477Phone Number
(281) 491-5260# of Employees
9SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,750AUM (Assets Under Management)
$652,182,319Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
EARLY MCCLINTIC & MCMILLAN, LLC | EARLY MCCLINTIC & MCMILLAN, LLP
State Registrations and Notice Filings
(8/22/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jan 1998Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Thomas Mcmillan's CRS (Customer Relationship Summary).
Services Offered by Daniel
- Education Planning
- Estate Planning
- Retirement Planning
- Investment Planning
- Retirement Income Management
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