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Robert Irvin Spruill

CRD# 1554630·Registered 1987 - 1999
Barred: Robert Irvin Spruill was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert Irvin Spruill was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1987 - 1999. Robert had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

VALUE INVESTING PARTNERS, INC.·CRD# 29737
BD
Westport, CT
January 20, 1998 - August 2, 1999
LINTZ GLOVER WHITE & COMPANY, INC.·CRD# 22906
BD
Valley Village, CA
September 11, 1996 - January 23, 1998
LOEWENBAUM & COMPANY INCORPORATED·CRD# 26560
BD
Austin, TX
July 11, 1996 - February 20, 1997
INTEGRAL SECURITIES, INC.·CRD# 31742
BD
New York, NY
October 17, 1994 - March 1, 1995
BRENNER SECURITIES CORPORATION·CRD# 26973
BD
October 10, 1991 - July 11, 1996
WR LAZARD, LAIDLAW INCORPORATED·CRD# 6010
BD
New York, NY
March 14, 1989 - September 24, 1991
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
March 24, 1987 - July 28, 1987

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Current Firm

VI
VALUE INVESTING PARTNERS, INC.

VALUE INVESTING PARTNERS, INC.

CRD#: 29737 / SEC#: 8-44514
BD
Terminated by SEC on 12/24/2002

Contact Information

Established

Delaware since 01/13/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
RAYMOND DOUGLAS HARRIS, JR.CHAIRMAN—

Disclosures

Regulatory Event

1

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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