Melford V. Mccormick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melford Von Mccormick, who also goes by Melford Mccormick, was a registered financial professional .
Melford is a previously registered financial professional and started their career in finance in 1989. Melford had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2012 - December 4, 2018
GENERAL SECURITIES CORP
January 16, 1996 - August 7, 2012
MOMENTUM INDEPENDENT NETWORK INC.
February 12, 1992 - September 18, 1995
PRIME INVESTORS, INC.
April 18, 1989 - May 4, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GENERAL SECURITIES CORP
CRD#: 15062 / SEC#: , 8-31654
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAVING STREET CHILDREN INC | PRIVATE NON-PROFIT FOUNDATION | |
| MILLER, DAVID SCHUMWAY | PRESIDENT/CCO | 334607 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
